SAAC see Securities Analysts Association of China SAC see Securities Association of China, The SAFE see State Administration of Foreign Exchange[Mainland China] SASAC see State-owned Assets Supervision and Administration Commission SBLA see securities borrowing and lending agreement SCCLR see Standing Committee on Company Law Reform SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The SCORE see Stock Options Reference Educator SCP see Self Clearing Participant SEAQ see Stock Exchange Automated Quotations System[UK] SEAQI see Stock Exchange Automated Quotations System for International Equities[UK] SEATS see Stock Exchange Alternative Trading Service[UK] SEC see Securities and Exchange Commission[US] SEHK see Stock Exchange of Hong Kong Limited, The SEIS see Stock Exchange Information Services Limited SEOCH see SEHK Options Clearing House Limited, The SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System SFC see Securities and Futures Commission, The SFAT see Securities and Futures Appeals Tribunal SGX see Singapore Exchange SI see settlement instruction SIMart see Simulated Investment Market SIB see Securities and Investment Board[UK] SMARTS see Securities Market Automated Research, Training & Surveillance System SME Board see Small and Medium Enterprise Board[Shenzhen Stock Exchange] SMFP see share margin finance provider SOES see Small Order Entry System/Small Order Execution System[US] SPAN see Standard Portfolio Analysis of Risk SPDR see Standard & Poor's Depository Receipt SRN see Shareholder Reference Number SSAP see Statement of Standard Accounting Practice STAQS see Securities Trading Automated Quotation System[Mainland China] SWIFT see Society for Worldwide Interbank Financial Telecommunications S&P/HKEx Composite 標準普爾/香港交易所綜合指數 S&P/HKEx GEM 標準普爾/香港交易所創業板指數 S&P/HKEx LargeCap 標準普爾/香港交易所大型股指數 S&P/HKEx MidCap 25 標準普爾/香港交易所中型股25指數 S&P/HKEx SmallCap 50 標準普爾/香港交易所小型股50指數 safe harbour 安全港 sales representative 營業代表 sales revenue 銷售收入 salvage value 殘值 same day exercise 同日行使 samurai bond 武士債券 scalable 提高運作的能力 scalping 老鼠倉活動;食價 scheme of arrangement 協議安排;協議計劃 screen 熒幕;屏幕* scrip dividend 以股代息 scrip entitlement 代息股份 scrip fee 登記過戶費;股票登記費 scrip issue 發行紅股 scripless trading 無紙化交易 SDNet 證券及衍生產品市場綜合網絡 seasoned securities 優質證券 second board 第二板;第二板市場;二板市場* second liner; second line stock 二線股 second market 第二板;第二板市場 secondary listing 第二上市 secondary market 交易市場;二級市場 Secretary for Economic Development and Labour 經濟發展及勞工局局長 Secretary for Financial Services and the Treasury 財經事務及庫務局局長 secured debts 抵押債項 Securities (Clearing Houses) Ordinance 《證券(結算所)條例》 Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《證券(交易商、投資顧問、合伙及代表)規則》 Securities (Disclosure of Interests) Notification History Reports 《證券(披露權益)具報紀錄》 Securities (Disclosure of Interests) Notification Summaries[publication] 《證券(披露權益)具報摘要》[刊物] Securities (Disclosure of Interests) Ordinance 《證券(披露權益)條例》 Securities (Insider Dealing) Ordinance 《證券(內幕交易)條例》 Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年證券(保證金融資)(修訂)條例》 Securities (Stock Lending) Rules 《證券(證券借出)規則》 Securities Analysts Association of China (SAAC) 中國證券業協會證券分析師專業委員會 Securities and Exchange Act[Taiwan] 證券交易法[臺灣] Securities and Exchange Commission (SEC)[US] 證券交易委員會[美國] Securities and Futures (Clearing Houses) Ordinance 《證券及期貨(結算所)條例》 Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年證券及期貨(合約限量及須申報的持倉量)(修訂)規則》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《證券及期貨(披露權益-免除 )規例》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《證券及期貨(披露權益-證券借貸)規則》 Securities and Futures (Price Stabilising) Rules 《證券及期貨(穩定價格)規則》 Securities and Futures (Professional Investor) Rules 《證券及期貨(專業投資者)規則》 Securities and Futures (Recognized Counterparty) Rules 《證券及期貨(認可對手方 )規則》 Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《證券及期貨(賣空豁免及證券借出 )規則》 Securities and Futures (Stock Market Listing) Rules 《證券及期貨(在證券市場上市 )規則》 Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《證券及期貨(轉移職能予聯交所 )令》 Securities and Futures Appeals Panel 證券及期貨事務上訴委員會 Securities and Futures Appeals Panel (Fee) Order 《證券及期貨事務上訴委員會(費用)令》 Securities and Futures Appeals Panel Proceedings Rules 《證券及期貨事務上訴委員會程序規則》 Securities and Futures Appeals Tribunal (SFAT) 證券及期貨事務上訴審裁處 Securities and Futures Bureau[Taiwan] 證券期貨局[臺灣] Securities and Futures Commission, The (SFC) 證券及期貨事務監察委員會(證監會) Securities and Futures Commission (Annual Returns) Rules 《證券及期貨事務監察委員會(周年報表)規則》 Securities and Futures Commission (Fees) Rules 《證券及期貨事務監察委員會(費用)規則》 Securities and Futures Commission (Levy) (Futures Contracts) Order 《證券及期貨事務監察委員會(征費)(期貨合約)令》 Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《證券及期貨事務監察委員會(征費)(證券)(修訂)令》 Securities and Futures Commission (Levy) Rules 《證券及期貨事務監察委員會(征費)規則》 Securities and Futures Commission Ordinance 《證券及期貨事務監察委員會條例》 Securities and Futures Commission (Transfer of Functions) Order 《證券及期貨事務監察委員會(職能移交)令》 Securities and Futures Intermediaries Activities Surveys[SFC] 《證券及期貨中介機構業務調查》[證監會] Securities and Futures Market Development Working Group 證券期貨市場發展工作小組 Securities and Futures Ordinance 《證券及期貨條例》 Securities and Investment Board (SIB)[UK] 證券及投資管理局[英國] Securities Association of China, The (SAC) 中國證券業協會 securities borrowing and lending agreement (SBLA) 證券借貸協議書 Securities Brokers Course 證券經紀課程 Securities Brokers Examination 證券經紀考試 securities collateral 證券抵押品 Securities Compensation Fund Committee[SFC] 證券賠償基金委員會[證監會] securities investment fund 證券投資基金 securities lender 證券借出人 securities margin financier 證券保證金融資人 Securities Market Automated Research, Training & Surveillance System (SMARTS) 證券市場數據研究、培訓及監察自動化系統 Securities Market Herald [publication] 《證券市場導報》[刊物] Securities Offering Issues sub-group 證券發售事宜工作小組 Securities Trading Automated Quotation System (STAQS)[Mainland China] 證券交易自動報價系統[中國內地] Securities Training Programme 證券業培訓課程 securities-on-hold mechanism 凍結股份機制 securitisation 證券化 securitisation ratio 證券化率* security 抵押品;擔保物* security arrangement 抵押安排;保障安排 security interest 擔保權益 "see-through" price 透視價 segregated trust account 獨立信托戶口 segregation of securities 證券隔分 SEHK Enquiry Hotline 聯交所信息服務熱線 SEHK Monthly Bulletin 《香港聯合交易所月刊》 SEHK Options Clearing House Limited, The (SEOCH) 香港聯合交易所期權結算所有限公司(聯交所期權結算所) selective marketing basis 選擇性銷售方式 Self Clearing Participant (SCP) 自行結算參與者 self-clearing 自行結算 self-regulatory organisation; self-regulating organisation 自律監管機構 sell order 賣盤;沽盤 sensitivity analysis 敏感度分析 SEOCH collateral 聯交所期權結算所抵押品 SEOCH Participant 聯交所期權結算所參與者 separate listing 獨立上市 Serial Month Hibor Futures 三個月拆息利率期貨 series margin value 系列按金價值 set off 抵銷 Settled Position Report[CCASS] 已交收數額報告[中央結算系統] settlement 交收;清算交收* settlement backlog 交收積壓 settlement bank 交收銀行 settlement cap 交收上限 settlement date 交收日 settlement instruction (SI) 交收指示 Settlement Instruction Batch Upload[CCASS] 交收指示整批傳送[中央結算系統] settlement instruction transaction “交收指示”交易 settlement period 交收期 Settlement Report[CCASS] 交收報告[中央結算系統] settlement risk 交收風險 SFC (HKEC Listing) Appeals Committee 證監會(香港交易所上市)上訴委員會 SFC (HKEC Listing) Committee 證監會(香港交易所上市)委員會 SFC (HKEC Listing) Executive 證監會(香港交易所上市)執行人員 SFC Alert 《證監快訊》 SFC Code on MPF Products 《證監會強積金產品守則》 SFC Dual Filing Advisory Group 證監會雙重存檔事宜顧問小組 SFC Enforcement Reporter 《證監會執法月報》 shadow director 影子董事 Shanghai Composite Index 上證綜合指數 Shanghai Municipal Futures Industry Association 上海市期貨同業公會 Shanghai Petroleum Exchange 上海石油交易所 Shanghai Securities Central Clearing and Registration Corporation 上海證券中央登記結算公司 Shanghai-Shenzhen 300 Index 滬深300指數 Shanghai Stock Exchange 上海證券交易所 Shanghai United Assets and Equity Exchange 上海聯合產權交易所 share capital 股本 share entitlements 股份權益 share exchange 以股換股 share incentive mechanism 股權激勵機制 share margin finance provider (SMFP) 證券按貸財務提供者 share margin financing 證券保證金融資;股票按貸財務 share option 購股權;股份認購權;認股權;認股期權 share register 股東名冊 share registrar 股份過戶登記處;過戶處 share repurchase 購回股份;股份購回 share scheme 股份計劃 shareholder loan 股東貸款 Shareholders Group[SFC] 股東權益小組[證監會] shareholding 股權 shareware 共享軟件 shelf registration facility 暫擱注冊;緩行注冊;儲架式注冊* Shenzhen Securities Clearing Company Limited 深圳證券結算有限公司 Shenzhen Securities Registration Company Limited 深圳證券登記有限公司 Shenzhen Stock Exchange 深圳證券交易所 Short Broker Participant[CCASS] 待支付的經紀參與者[中央結算系統] short call 認購期權空倉;認購短倉 short interest 賣空股份總額 short option 期權短倉 short options contract 期權短倉合約 short position 淡倉;空倉;空頭* short put 認沽期權空倉;認沽短倉 short seller 賣空賣方 short selling/short sale 賣空;沽空;拋空 Short Selling Pilot Scheme 股份賣空試驗計劃 short squeeze 挾倉 short term borrowings 短期舉債;短期借貸 short-dated securities 短期證券 short-term money 短期資金 SI Activity Report[CCASS] 交收指示活動報告[中央結算系統] SI Batch File Service 整批輸入交收指示 SI Status Report[CCASS] 交收指示狀況報告[中央結算系統] SI transaction 交收指示的交易 significant shareholder[GEM] 高持股量股東[創業板] Simulated Investment Market (SIMart) 模擬投資市場 simulation system 仿真系統 Singapore Exchange (SGX) 新加坡交易所 single price auction system 單一價格競價市場 single share derivative warrant 單一種股份的衍生權證 sinking fund 償債基金 Sino-foreign equity joint venture 中外合資企業 slow trading 交投呆滯(/www.trustlaws.net) Small and Medium Enterprise Board (SME Board)[Shenzhen Stock Exchange] 中小企業板塊[深圳證券交易所] small cap stock 細價股 Small Order Entry System / Small Order Execution System (SOES)[US] 細盤撮合系統[美國] Small Order First-In-First-Out 細額先到先得 smart card 聰明卡;醒目卡;靈巧卡 snapshot 瞬像;瞬態;“定鏡”處理 Society for Worldwide Interbank Financial Telecommunications (SWIFT) 環球銀行財務電信協會 soft commission 軟傭金;非金錢傭金 soft currency 軟貨幣;弱勢貨幣 soft landing 軟著陸 soft-dollar benefits 非金錢利益 sole proprietor 獨資經營者 source code 源指令碼 sovereign debt 外債 sovereign risk 主權風險 soybean futures 黃豆期貨 Special Levy 特別征費 special limit order 特別限價盤 Special Treasury[Mainland China] 特種國債;特別國債[中國內地] Special Treatment[Mainland China] 特別處理股[中國內地] specialised bank 專業銀行* Specialist System[US] “特許證券商”制度[美國] speed bump 停市措施 spin-off 分拆;分拆上市 split 股份拆細 Split Register 分列登記冊 sponsor 保薦人 Sponsor's Declaration 《保薦人聲明》 sponsoring broker 保薦經紀 spot market 現貨市場 spot month 現貨月 spot price 現貨價 spread 價位;差價;價差* spread[options] 跨價/跨期式組合[期權] spread margin 復式按金 spread of holders 持股人的分布情況 spread of sector 行業覆蓋層面 spread option 復式期權 spread order 復式盤 spread table 價位表 spread trading 跨期買賣;跨價買賣 spread warrant 跨價權證 squeeze 挾倉 SSE Dividend Index 上證紅利指數 stagflation 滯脹 staggering maturities 交錯到期組合 stakeholder 利益相關者;權益人; 干系人* stamp duty 印花稅 Stamp Duty Ordinance 《印花稅條例》 Standard & Poor's Depository Receipt (SPDR) 標準普爾500綜合指數預托證券 Standard & Poor's Rating 標準普爾評級 standard accounting practice 標準會計準則 Standard Combination Order Book 標準組合買賣盤掛盤紀錄 standard contract 標準合約 standard deviation 標準差 standard deviation of daily return 每日回報標準差 Standard Portfolio Analysis of Risk (SPAN) 標準組合風險分析 standard registration service 標準登記服務 Standing Committee on Company Law Reform (SCCLR) 公司法改革常務委員會 standstill agreement 暫緩還款協議 standstill return 股價不動時回報 State Administration for Industry and Commerce [Mainland China] 國家工商行政管理總局[中國內地] State Administration of Foreign Exchange (SAFE)[Mainland China] 國家外匯管理局[中國內地] State Administration of Taxation[Mainland China] 國家稅務總局[中國內地] State Economic and Trade Commission[Mainland China] 國家經濟貿易委員會(國家經貿委)[中國內地] state share[Mainland China] 國家股;國有股[中國內地] statement of "non-owner movement in equity" 非所有者權益變動表 statement of account 戶口結單(/www.trustlaws.net) statement of adjustments 調整表;調整聲明 Statement of Standard Accounting Practice (SSAP) 《會計實務準則》 Statement of Stock Movement[CCASS] 股份轉移報告[中央結算系統] State-owned Assets Supervision and Administration Commission (SASAC)[Mainland China] 國有資產監督管理委員會[中國內地] state-owned enterprise[Mainland China] 國有企業;國營企業[中國內地] static information 靜態信息 Status Report on Issuers' Delay in Releasing Results Announcement 有關發行人延遲公布業績之報告 statutory public welfare fund[Mainland China] 法定公益金[中國內地] statutory reserve 法定儲備 statutory surplus reserve[Mainland China] 法定公積金[中國內地] Steering Committee on Organisational Review[SEHK] 組織架構檢討指導委員會[聯交所] Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基礎設施督導委員會 stock borrowing and lending 股票借貸 stock borrowing and lending position information page[Teletext] 股票借貸數額資料頁[大利市] stock clearing fee 股份結算費 stock code 股份代號;證券代號 stock conversion 股份收納 stock custody fee 股份托管費 stock deposit fee 股份存入費 Stock Deposit Form 股份存入表格 Stock Eligibility Schedule 合資格股份列表 Stock Exchange Alternative Trading System (SEATS)[UK] 交易所另項交易系統[英國] Stock Exchange Automated Quotations System (SEAQ)[UK] 交易所自動報價系統[英國] Stock Exchange Automated Quotations System for International Equities (SEAQI)[UK] 交易所國際自動報價系統[英國] Stock Exchange Information Services Limited (SEIS) 香港聯合交易所信息服務有限公司 Stock Exchange of Hong Kong Limited, The (SEHK) 香港聯合交易所有限公司(聯交所) Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡證券交易所交易及自動報價系統 Stock Exchange Participants' Market Share Report 《聯交所參與者市場占有率報告》 Stock Exchange Trading Right 聯交所交易權 Stock Exchanges Unification Ordinance 《證券交易所合并條例》 stock futures 股票期貨 stock lender 股票出借人;貸股人 Stock Lender Participant[CCASS Participant] 貸股人參與者[中央結算系統參與者] Stock Lending Account[clearing] 股票貸出戶口[結算] Stock Market History Project 證券市場歷史研究計劃 Stock Market Information Donation Programme 股市資料捐贈計劃 stock option 股票期權 Stock Options Reference Educator (SCORE) 股票期權參考教育站 stock page[Teletext] 股份頁[大利市機] stock pledgee 股票承押人;股份承押人 Stock Pledgee Participant [CCASS Participants] 股份承押人參與者[中央結算系統參與者] stock return 股票歸還 Stock Segregated Account with Statement Service[CCASS] 附寄結單服務的股份獨立戶口[中央結算系統] stock settlement fee 股份交收費 stock split 股份拆細 stock withdrawal fee 股份提取費 Stockbrokers' Association of Hong Kong (1891) 香港股票經紀會(1891年) stop limit order 止蝕限價盤 stop order; stop-loss order 止蝕盤 straddle[options] 馬鞍式組合;跨式套利*[期權] straight bond 普通債券 straight-through processing 直通式交易程序 straightline method of depreciation 直線折舊法 strangle[options] 勒束式組合[期權] strategic investor 戰略投資者*;策略投資者 streaming data 流動數據 "street name" share certificate “街名”股票;待轉名股份 strike price[options] 行使價;敲價[期權];行權價格* strong dollar 強勢美元 stub period 匯報期末段 sub-commission 回扣/回抽傭金;倒扣 sub-index 分類指數 sub-ledger 分類賬 subordinated loan 附屬貸款;后償貸款 subscription 認購 subscription warrant (vs derivative warrant) 股本權證(相對于衍生權證) subsidiary 附屬公司 substantial shareholder 大股東;主要股東 sub-underwriter 分包銷商 summary financial report 財務摘要報告 summary offence 輕微違紀事件/行為 supervisor[Mainland China] 監事[中國內地] supervisory committee[Mainland China] 監事會[中國內地] supplemental/supplementary listing document 補充/增補上市文件 supranational entity 超國家機構 surplus reserve 盈余儲備 suspended trading; suspension 停牌 suspense account 暫記賬 swap 掉期;互換交易* Swiss Commodities, Futures and Options Association 瑞士商品、期貨及期權協會 syndicated credit 銀團融資 syndicated lending 銀團貸款 syndicated loan 銀團貸款 synthetic long call 合成認購期權長倉 synthetic option 合成期權 synthetics 合成工具 system access right 系統聯通權 System Access Right Fee[options] 系統聯通權收費[期權] system capacity 系統處理量 system closure 系統終止 system integrator 系統整合商 system parameter 系統參數 system sizing 制訂系統規模 systematic risk 系統性風險 TAIEX see Taiwan Stock Exchange Capitalisation Weighted Stock Index TAIFEX see Taiwan Futures Exchange TIGER see Taiwan Innovative Growing Entrepreneurs TIPS see Theoretical Indicative Pricing System[futures] TOPIC see Teletext Output of Price Information by Computer[UK] TOPS see Traded OPtions System TMF see Treasury Markets Forum of Hong Kong TPC see Third Party Clearing TraHK see Tracker Fund of Hong Kong T + 2 T + 2 交收期限 T + 2 settlement system T + 2 交收制度 T + 3 Rule[US] T + 3 規則[美國] tactical investor 策略投資者* tailor-made combo order 自選組合買賣盤 tails[options] 極價外期權;無價期權形式 Taiwan Futures Exchange (TAIFEX) 臺灣期貨交易所 Taiwan Innovative Growing Entrepreneurs (TIGER) 臺灣創新成長企業類股 Taiwan Securities Central Depository Company Limited 臺灣證券集中保管公司 Taiwan Stock Exchange Capitalisation Weighted Stock Index (TAIEX) 臺灣證券交易所發行量加權股價指數(臺灣加權指數) Taiwan Stock Exchange Corporation 臺灣證券交易所 take-up[options] 接收[期權] takeover 收購;接管收購* Takeovers & Mergers Panel[SFC] 收購及合并委員會[證監會] Takeovers Appeal Committee[SFC] 收購上訴委員會[證監會] tap facility 持續發售機制 tap issue 不限量發行 tariff 交易費 tax avoidance 避稅 tax break 稅項減免 tax concession 稅項減免 tax evasion 逃稅 tax rebate; tax refund 退稅 tax relief 稅務優惠 taxable income 應納稅所得額* Taxation Institute of Hong Kong 香港稅務學會 technical analysis 技術分析 Teletext 大利市(信托法律網/www.trustlaws.net) Teletext carrier charge 大利市網絡供貨商費用 Teletext Information Service 大利市信息服務 Teletext Output of Price Information by Computer (TOPIC)[UK] TOPIC 系統[英國] Teletext page 大利市版頁 Teletext video broadcast service 大利市影像廣播服務 temporary receipts 暫收款 Temporary Suspension Status Report 有關暫時停牌公司之報告 tender procedure 投標程序 term bond 定期債券 term sheet 投資意向書 Terms and Conditions for Investor Participants 《投資者戶口持有人規則》 terms of reference 職權范圍 theme inspection 主題稽核 Theoretical Indicative Pricing System (TIPS)[futures] 理論性參考價格系統[期貨] third liner 三線股 Third Party Clearing (TPC) 第三者結算 throttle rate 節流率 throughput rate 買賣盤通過量 tick (size) 最低上落價位;最低價格變動 tick rule 賣空價規則;限價賣空規則 tick value 價位值 tier[options] 持倉類別[期權] TIGER Board[Taiwan] 二類股票[臺灣] time premium 時間值 time spread 跨期買賣 time stamp 時間戳記 time value 時間值 tipper 收取內幕消息人士 top up placing 以先舊后新方式配售 top-up 補充 total margin value 總按金價值 total market capitalisation 總市值 township and village enterprises 鄉鎮企業 track record 業務紀錄 Tracker Fund of Hong Kong (TraHK) 盈富基金 tradable share[Mainland China] 流通股[中國內地] trade acceptance 商業承兌匯票 trade amendment 更正交易;成交調整 trade give-ups[options] 交易轉移[期權] trade reversals[options] 逆轉交易;取消交易[期權] trade-for-trade settlement 逐項交收 traded option 在交易所買賣的期權 Traded OPtions System (TOPS) 股票期權系統 trader jacket 交易員背心 trading ahead 扒頭交易 Trading and Settlement Committee 交易及交收委員會 trading booth 交易柜位 trading calendar 交易日表 trading capacity 交易量;交易能力 trading day 交易日 trading facilities 交易設施 Trading Fee 交易費 trading floor; trading hall 交易大堂 trading halt 勒停板 "trading only" stock “非上市可交易”股份 trading parameter 交易參數 trading pit 交易圈 trading record 成交紀錄 trading tariff[cash market] 交易系統使用費[現貨市場] trading unit 交易單位 trading workstation 交易工作站 trading-only board 純交易板 Transaction Levy 交易征費 transfer 轉撥;轉讓;過戶 transfer agent 過戶代理 transfer deed 轉手紙 transfer deed stamp duty 過戶紙(轉讓)印花稅 transfer fee 過戶費 transfer form 轉手紙 transferee 承讓人;受讓人 transferor 轉讓人 translation 換算;折算 transparency 透明度 Treasuries 國庫券 treasury bond futures 國債期貨* Treasury Markets Association 財資市場公會 Treasury Markets Forum of Hong Kong (TMF) 香港財資市場發展委員會(財資委員會) treasury stock 庫存股份;庫存股票;留存股票 trial balance 電子表格 triangular debt 三角債 trustee 信托人;受托人 T-share Index 香港上市臺資企業指數 turnover rate 換手率* turnover ratio 成交額比率 turnover velocity 交易流通速度 two-sided order 兩邊客買賣盤 "two-state" option valuation model “二態”期權模式 two-way quote 兩邊開盤;雙邊價 UAT see user acceptance test UCITS see Undertakings in Collective Investments in Transferable Securities ups see uninterrupted power supply ultimate beneficial holder 最終實益持有人 ultimate beneficiary 最終受益人 ultimate originator 最初發起人 umbrella fund 傘子基金 unappropriated profits 未分配溢利;未分配利潤 uncertificated shareholder 無憑證式股東 unclaimed brokerage 無人申領之經紀傭金 unconditional and irrevocable guarantee 無條件及不可撤回之擔保 unconditional cash offer 無條件現金收購建議;無條件現金要約 uncovered call 無備兌認購期權 uncovered option 無備兌期權 uncovered short selling 沒有擔保的賣空交易 underbooked 認購不足 underlying asset 相關資產;指定資產 underlying securities 相關證券;指定證券 underlying stock 正股 Understanding Stock Options (and Their Risks)[publication] 《理解股票期權(及其風險)》[刊物] undersubscribed 認購不足 Undertakings in Collective Investments in Transferable Securities (UCITS) 可轉讓證券集體投資計劃 underwrite 包銷;承銷* underwriter 包銷商;承銷商* underwriting syndicate 包銷銀團 undistributed profits 未分派溢利;未分派利潤 uneven playing field[cf level playing field]不公平競爭 "unfair prejudice" remedy “不公平損害”補救 unfavourable marks[CCASS] 逆差額[中央結算系統] unfavourable variance; unfavourable difference 逆差 Unified Exchange Compensation Fund 聯合交易所賠償基金 Uniform Cash Client's Agreement 統一現金客戶協議書 Uniform Margin Client's Agreement 統一保證金客戶協議書 unincorporated registered person 非成立為有限公司的注冊人士 uninterrupted power supply (ups) 不停電電源裝置;不間斷電源裝置 unit trust 單位信托基金 unitary board system 單一董事會制 universal clearing house 統一結算所 unregulated issuer 非受監管發行人 unsecured loan 無抵押貸款 uptick 高于前成交價 uptime 正常運行比率 used market 二手市場 useful life 可用年限 user access 用戶終端設施 user acceptance test (UAT) 用戶接納測試;用戶接收測試 User ID 用戶代號 "user pay" principle “用者自付”原則 VAT see value added tax VEF see Vendor Electronic Filing System VSR see Volatility Scan Range valuation report 估值報告 value added tax (VAT) 增值稅 value of equity capital 股本價值 value-added service 增值服務 value-at-risk 風險值;蒙受風險的價值 valuer 估值師 variable contribution 不定額供款 variable-rate mortgage 浮息按揭 variation adjustment 變價調整 Vendor Electronic Filing System (VEF) 供貨商電子存盤系統 venture capital 創業基金 verification notes 核證附注 vertical spread[options] 跨價買賣[期權] very substantial acquisition 非常重大的收購事項 very substantial disposal 非常重大的出售事項 vetting 審閱 viatical settlements 保單貼現 Viewing Gallery 訪客廊 virtual market 虛擬市場 volatility 波幅;波動性*;易變性* Volatility Scan Range (VSR)波幅校驗范圍 WFE see World Federation of Exchanges waiver 豁免;豁免規定 warrant 權證;認股權證;認購權證* warranty 保證 wash sale 虛賣;虛售交易;清洗交易 wasting asset[options] 消耗性資產[期權] Way Forward, The[publication] 《發展路向》[刊物] web-hosting site 網頁寄存站 Website Disaster Recovery Project 網站事故復原計劃 Weekly Hong Kong Stock Market Statistics 《每周港股統計數字》 Weighted Index[Taiwan Stock Exchange] 發行量加權股價指數;加權指數 [臺灣交易所] whistleblowing policy 舉報政策;告密政策 whitewash transaction 清洗交易 wholly-owned subsidiary 全資附屬公司 Wide Area Network 廣域網絡 Window Barrier Warrant 窗口定價權證 working capital 營運資金 Working Group on Corporate Communications 公司通訊工作小組 Working Group on Corporate Governance 企業管治工作小組 Working Group on Debt Market 債券市場工作小組 Working Group on New Market Development 新市場發展工作小組 Working Group on Plain Language 淺白語言計劃工作小組 Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人財務規管制度工作小組 Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 檢討持牌法團財務規管制度工作小組 Working Group on Stockbroking in Hong Kong 香港證券經紀業工作小組 Working Group on the Business Environment of the Stockbroking Industry 證券經紀業營商環境工作小組 working order 營運買賣盤;營運指令 World Bank 世界銀行 World Federation of Exchanges (WFE) 國際證券交易所聯會 write a call option 沽出認購期權 write a put option 沽出認沽期權 write off 撇銷 writer[options] 賣家[期權] XBRL see eXtensible Business Reporting Language Yankee bond 美國本土債券;揚基債券 yield 收益率;孳息 yield curve 收益率曲線 yield to maturity 到期收益率 zero coupon bond 零息債券 zero-minus tick 維持前成交價但低于上一個差異價 zero-plus tick 維持前成交價但高于上一個差異價 zero-sum game 零和游戲 zero-trading day 零交易日
[注釋] * Terms commonly used in the Mainland 內地用語 |